John Bergquist
John Bergquist is a registered investment advisor at Cetera Investment Advisers LLC, based in Arlington Heights, IL, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Arlington Heights, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John makes limited health insurance referrals through Piquette Financial Services. He also provides tax and accounting services through John Bergquist & Associates, dedicating about full-time hours during trading season, and holds limited power of attorney for clients for IRS and similar tax entities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
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