JC
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James Clement

27 Years of Experience
Rapid City, SD
1 DisclosureBroker

James Clement is a registered investment advisor at RBC Capital Markets, LLC, based in Rapid City, SD, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

243 Founders Park Drive, Suite 101, Rapid City, SD, 57709-8479

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History

Regulatory History (1)
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Regulatory
April 2007
Final
Other Business Activities

James serves on the board of directors for the University of South Dakota Foundation and the Chamber Music Festival. These roles involve promoting the university, encouraging donations, and assisting with marketing ideas, requiring minimal time commitment.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2002 - Present · 23 yrs 5 mos
RBC Capital Markets, LLC
November 2002 - Present · 23 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2002 - Present · 23 yrs 6 mos
Previous Registrations
Salomon Smith Barney INC.
July 2000 - December 2002 · 2 yrs 5 mos
Salomon Smith Barney INC.Broker
July 1998 - December 2002 · 4 yrs 5 mos
State Registrations34 states
AKALARAZCACOFLGAIAIDILINKSMDMEMIMNMOMTNCNENMNVNYOKORSCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.