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Michael Quach

J.P. Morgan Securities LLC
31 Years of Experience
New York, NY
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Quach is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

390 Madison Ave, New York, NY, 10017

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
February 2016
Denied
Customer Dispute
July 2012
Denied
Customer Dispute
May 2012
Denied
Criminal
December 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
March 2009 - October 2012 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
June 2007 - October 2012 · 5 yrs 4 mos
Gunnallen Financial, INCBroker
November 2005 - June 2007 · 1 yr 7 mos
Spencer Clarke LLCBroker
October 1999 - November 2005 · 6 yrs 1 mo
Robb Peck Mccooey Clearing CorporationBroker
August 1997 - October 1999 · 2 yrs 2 mos
Laidlaw Equities, INC.Broker
July 1996 - July 1997 · 1 yr
Gruntal & CO. IncorporatedBroker
August 1995 - July 1996 · 11 mos
Sands Brothers & CO., LTD.Broker
March 1995 - July 1995 · 4 mos
Oppenheimer & CO., INC.Broker
October 1993 - February 1994 · 4 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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