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Paul Murray

33 Years of Experience
Northbrook, IL
1 DisclosureBroker

Paul Murray is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Northbrook, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1033 Skokie Blvd, Northbrook, IL, 60062

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Denied
Other Business Activities

Paul is an actor and auditions for TV commercials and Film/TV series work. This activity takes minimal time each month and is not investment-related.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - Present · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2016 · 7 yrs 4 mos
Morgan Stanley
June 2009 - October 2016 · 7 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2001 - April 2007 · 5 yrs 9 mos
Morgan Stanley Dw INC.Broker
November 2000 - April 2007 · 6 yrs 5 mos
Commonwealth Equity Services, INC.Broker
October 1999 - October 1999 · 0 mos
Mesirow Financial, INC.Broker
December 1993 - November 2000 · 6 yrs 11 mos
Mesirow Investment Services, INC.Broker
November 1992 - January 1994 · 1 yr 2 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Murray - Financial Advisor | TrueAdvisor