SC
CFA
SC
CFA

Stephen Casey

25 Years of Experience
Chicago, IL
Broker

Stephen Casey is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stephen provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This activity is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2007 - Present · 18 yrs 8 mos
Neuberger Berman Bd LLCBroker
September 2007 - Present · 18 yrs 8 mos
Neuberger Berman Bd LLC
September 2007 - Present · 18 yrs 8 mos
Previous Registrations
Neuberger Berman Management LLCBroker
August 2011 - June 2016 · 4 yrs 10 mos
Abn Amro IncorporatedBroker
July 2000 - May 2002 · 1 yr 10 mos
Laughlin Group Advisors, INC.Broker
November 1993 - July 1997 · 3 yrs 8 mos
Sunamerica Securities, INC.Broker
April 1992 - August 1993 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.