Lee Yates is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2012 - Present · 13 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
Lehman Brothers INC.
May 2004 - July 2004 · 2 mos
Lehman Brothers INC.Broker
April 2004 - July 2004 · 3 mos
Deutsche Bank Securities INC.Broker
September 2003 - February 2004 · 5 mos
Morgan Stanley
March 2003 - August 2003 · 5 mos
Morgan Stanley Dw INC.Broker
November 2000 - August 2003 · 2 yrs 9 mos
Cibc World Markets CORP.Broker
May 2000 - July 2000 · 2 mos
J.C. Bradford & CO.Broker
October 1995 - May 2000 · 4 yrs 7 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.