Bruce Cooke is a CFP-designated registered investment advisor at LPL Financial LLC, based in Havertown, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12 N Manoa Rd, Havertown, PA, 19083
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2003Customer Dispute
January 2002Customer Dispute
September 1996Other Business Activities
Bruce is involved with CFP Wealth Management, an investment-related activity, since 2017. This takes nearly full-time during securities trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Linsco/private Ledger CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.