Daniel Forgy
Daniel Forgy is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Raytown, MO, with 33 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
9504 E 63rd St., Ste 102, Raytown, MO, 64133
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Regulatory History (1)
Criminal
June 1964Other Business ActivitiesSells Insurance
Daniel is a CPA and managing member of Forgy Financial LLC, providing accounting services. He is also an independent insurance agent selling life, health, and disability products, and an advisory representative of a RIA, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Reserarch, INC.
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Nylife Securities INC.Broker
The O.N. Equity Sales CompanyBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.