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Christopher Maggard

Fifth Third Securities, INC.
31 Years of Experience
Rochester, MI
1 DisclosureBroker
View SEC Summary
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Christopher Maggard is a registered investment advisor at Fifth Third Securities, INC., based in Rochester, MI, with 31 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1383 Rochester Rd., Rochester, MI, 48307

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.
May 2007 - Present · 19 yrs 5 mos
Fifth Third Securities, INC.Broker
December 2006 - Present · 19 yrs 10 mos
Previous Registrations
Leonard & CompanyBroker
November 2002 - December 2006 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 1998 - December 2002 · 4 yrs 11 mos
Bentley-Lawrence Securities, INC.Broker
April 1995 - August 1996 · 1 yr 4 mos
American Express Financial Advisors INC.Broker
April 1992 - April 1993 · 1 yr
Ids Life Insurance CompanyBroker
April 1992 - April 1993 · 1 yr
State Registrations25 states
ALARAZCACOFLGAILMAMIMNMOMSNCNHNVNYOHPASCTNTXUTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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