Kathleen Louise Hegyi

Duff & Phelps Investment Management CO.

30 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Duff & Phelps Investment Management CO.

Compensation

Fee-Only (AUM)

Firm Size

10 advisors

Number of Clients

52 clients

Average Client Portfolio

$235.2M average

Assets Under Management

$12.2B

Fee Structure

Financial Planning:Investment management only

Location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Duff & Phelps Investment Management CO.

September 2022 - Present · 3 yrs 5 mos

Vp Distributors LLCBroker

September 2022 - Present · 3 yrs 5 mos

Vp Distributors LLC

September 2022 - Present · 3 yrs 5 mos

Previous Registrations

William BlairBroker

August 2010 - September 2022 · 12 yrs 1 mo

William Blair & Company L.L.C.

August 2010 - September 2022 · 12 yrs 1 mo

Managers Investment Group LLC

June 2010 - August 2010 · 2 mos

Managers Distributors, INC.Broker

March 2008 - August 2010 · 2 yrs 5 mos

Managers Investment Group LLC

March 2008 - June 2010 · 2 yrs 3 mos

Northern Trust Securities, INC.Broker

May 2005 - March 2008 · 2 yrs 10 mos

Abn Amro Distribution Services (USA), INC.Broker

January 2002 - October 2004 · 2 yrs 9 mos

Pfpc Distributors, INC.Broker

May 1998 - January 2002 · 3 yrs 8 mos

Kemper Distributors, INC.Broker

February 1996 - November 1996 · 9 mos

Oppenheimer & CO., INC.Broker

January 1993 - August 1995 · 2 yrs 7 mos

MML Investors Services, INC.Broker

July 1992 - January 1993 · 6 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.