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Marc Minor

34 Years of Experience
East Peoria, IL
5 DisclosuresBroker

Marc Minor is a registered investment advisor at Osaic Wealth, INC., based in East Peoria, IL, with 34 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

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Location

430 N Main Street, East Peoria, IL, 61611

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Settled
Customer Dispute
December 2016
Closed-No Action
Customer Dispute
January 2016
Settled
Customer Dispute
February 2012
Denied
Customer Dispute
December 2005
Settled
Other Business Activities

Marc is the President & Sr. Partner at Legacy Investment Services, Inc., spending about 10-20% of his time on duties such as updating marketing materials and conducting advisor coaching. He is also the CEO of Advisor Controls and Advisor Nation, both corporations focused on providing technology and coaching platforms for advisors, each taking about a quarter of his time.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Osaic Wealth, INC.
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Woodbury Financial Services, INC.
February 2008 - January 2024 · 15 yrs 11 mos
Woodbury Financial Services, INC.Broker
April 2003 - January 2024 · 20 yrs 9 mos
Legacy Financial Services, INC.Broker
September 2001 - April 2003 · 1 yr 7 mos
Nylife Securities INC.Broker
February 1999 - June 2001 · 2 yrs 4 mos
Metlife Securities INC.Broker
April 1992 - January 1999 · 6 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
April 1992 - January 1999 · 6 yrs 9 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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