Douglas Chapman
Douglas Chapman is a registered investment advisor at LPL Financial LLC, based in Clark, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1199 Raritan Road, Clark, NJ, 07066
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2021Customer Dispute
March 2019Customer Dispute
October 2016Customer Dispute
July 2016Customer Dispute
April 2015Customer Dispute
February 2000Other Business ActivitiesSells Insurance
Douglas operates Wealth Management Group as a DBA for his LPL business, dedicating full-time hours to it. He also engages in tax preparation and bookkeeping through Tax Planning Group, LLC, and sells fixed insurance, dedicating minimal time and a few hours per week, respectively.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.