Marc Noonan
Marc Noonan is a registered investment advisor at Silver Oak Securities, INC., based in Louisville, KY, with 33 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
7508 New La Grange Road, #2, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marc is an investment adviser representative (IAR) for Retirement Planning Solutions, LLC and Silver Oak Securities, Inc., spending a full-time equivalent on the latter. He also owns Marc Noonan Enterprises, is a notary public, and sells insurance.
Employment History
Current Registrations
Silver Oak Securities, INC.
Retirement Planning Solutions, LLC
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Legacy Advisory Services
Magnate Advisory Services, LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Investacorp, INC.Broker
Nathan & Lewis Securities, INC.Broker
Wma Securities, INC.Broker
Ascend Financial Services, INC.Broker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
Princor Financial Services CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.