FJ
FJ

Frank Janowitsch

33 Years of Experience
Madison, WI
2 DisclosuresBroker

Frank Janowitsch is a registered investment advisor at Ameriprise Financial Services, LLC, based in Madison, WI, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

725 Heartland Trl, Ste 200, Madison, WI, 53717

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2008
Final
Customer Dispute
March 1999
Settled
Other Business Activities

Frank is a 50% partner in JWH Group, LLC, a passthrough entity, since 2019. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2021 - Present · 5 yrs 5 mos
Ameriprise Financial Services, LLCBroker
February 2021 - Present · 5 yrs 5 mos
Ameriprise Financial Services, LLC
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Waddell & Reed
February 2012 - February 2021 · 9 yrs
Waddell & ReedBroker
February 2012 - February 2021 · 9 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
November 2001 - April 2007 · 5 yrs 5 mos
H&r Block Financial Advisors, INC.Broker
July 1992 - December 2001 · 9 yrs 5 mos
State Registrations11 states
AZCACOFLIAILMNNCNYVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.