Michael Thomas
Michael Thomas is a registered investment advisor at Ip Financial Advisory Services LLC, based in Mission Viejo, CA, with 32 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
Mission Viejo, CA
Get directionsHistory
Regulatory History (9)
Judgment / Lien
December 2023Judgment / Lien
October 2021Judgment / Lien
August 2017Judgment / Lien
August 2016Judgment / Lien
July 2014Judgment / Lien
September 2013Judgment / Lien
May 2010Employment Separation After Allegations
July 2007Customer Dispute
May 2003Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Parsonex Advisory Services, INC.
Parsonex Advisory Services, INC.
Parsonex Securities, INC.Broker
C C F Investments, INC.Broker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.