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Edgar Thomas

Tucker Asset Management LLC
30 Years of Experience
Winter Haven, FL
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Edgar Thomas is a registered investment advisor at Tucker Asset Management LLC, based in Winter Haven, FL, with 30 years of industry experience. Edgar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,960 clients with $600M in assets under management.

Tucker Asset Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
60 advisors
Number of Clients
2,960 clients
Average Client Portfolio
$204K average
Assets Under Management
$603.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee is a percentage of assets under management not to exceed 2.00%. Fees are negotiable on a client-by-client basis. Accounts over $10,000 also pay an administrative and technology fee of up to $100 annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

141 W. Central Ave., Suite #3, Winter Haven, FL, 33880

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Closed-No Action
Customer Dispute
April 2016
Settled
Regulatory
November 2013
Final
Regulatory
August 2012
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edgar is the President & CEO of Thomas Advisory Services, Inc., a Sub-Chapter S Corp used to transfer commissions and advisory fees, and is also a state-registered insurance agency. He is also an insurance agent for multiple companies, selling fixed insurance products, life insurance, annuities, disability, and long-term care insurance, and offers identity theft protection.

Employment History
Current Registrations
Tucker Asset Management LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Compound Planning, INC.
September 2022 - May 2025 · 2 yrs 8 mos
Claraphi Advisory Network, LLC
August 2016 - December 2022 · 6 yrs 4 mos
Calton & Associates, INC.
August 2013 - July 2016 · 2 yrs 11 mos
Calton & Associates, INC.Broker
August 2013 - July 2016 · 2 yrs 11 mos
Cl Wealth Management, LLC
March 2013 - August 2013 · 5 mos
Cabot Lodge Securities LLCBroker
December 2012 - August 2013 · 8 mos
Brookstone Investment Advisory Services
September 2009 - June 2012 · 2 yrs 9 mos
Brookstone Securities, INC.Broker
August 2009 - June 2012 · 2 yrs 10 mos
J.W. Cole Financial, INC.Broker
August 2009 - September 2009 · 1 mo
Ingram Advisory Services, LLC
January 2006 - August 2009 · 3 yrs 7 mos
Investors Capital Advisory
January 2005 - August 2009 · 4 yrs 7 mos
Eastern Point Advisors INC.
June 1999 - December 2004 · 5 yrs 6 mos
Investors Capital CORP.Broker
February 1999 - August 2009 · 10 yrs 6 mos
Mcc Securities, INC.Broker
June 1996 - May 1997 · 11 mos
Pruco Securities CorporationBroker
May 1992 - January 1995 · 2 yrs 8 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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