Gregory Wendt is a CFP-designated registered investment advisor at Perigon Wealth Management, LLC, based in Santa Monica, CA, with 25 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 5,664 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Advisory fees range from 0.20% to 2.00% annually depending on complexity, asset levels, and overall relationship. Fees are generally discounted for clients selecting investment management services only compared to comprehensive wealth management.
Fee Estimator
Location
3110 Main Street, Building C, Santa Monica, CA, 90405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is involved in several outside business activities, including Stakeholders Capital (d/b/a for advisory business), GFW, Inc. (speaking engagements), QDCLOUD, GLG, Green Business Networking, Green Economy Think Tank, Open Future Coalition, Global Tea Hut, Leonhardt Ventures, Stone Creek Global, LTD, and RH Trust R8 Financial, LLC. These activities involve consulting, advising, facilitating, and passive ownership, taking up varying amounts of Gregory's time from minimal to about 10-20% of his time.
Employment History
Current Registrations
Perigon Wealth Management, LLC
Previous Registrations
Stakeholders Capital
Ep Wealth Advisors
Premier Financial Management, LLC
Financial West Investment Group, INC.
Prudential Securities Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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