James Browning is a registered investment advisor at LPL Financial LLC, based in Denham Springs, LA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
35186 Live Oak Circle, Denham Springs, LA, 70706
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as an Assistant to the Director of Operations at Med Express Ambulance Service, aiding in safety/risk management, marketing, quality control, and continuing education. This takes about half of his time, with slightly less time spent during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial CorporationBroker
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.