WH
ChFC
WH
ChFC

William Hammond

33 Years of Experience
Morristown, NJ
1 Disclosure

William Hammond is a ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

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Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
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Customer Dispute
August 2003
Settled
Other Business Activities

William provides tax advice and preparation services, separate from his investment advisory services through Private Advisor Group. He uses Hammond Capital Management Ltd as the business name for both his investment advisory and tax services.

Employment History
Current Registrations
Private Advisor Group, LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
T2 Asset Management, LLC
April 2016 - September 2020 · 4 yrs 5 mos
Woodbury Financial Services, INC.Broker
March 2013 - April 2016 · 3 yrs 1 mo
Woodbury Financial Services, INC.
March 2013 - April 2016 · 3 yrs 1 mo
Lasalle St. Investment Advisors, L.L.C.
June 2012 - March 2013 · 9 mos
Lasalle St Securities, L.L.C.Broker
June 2012 - March 2013 · 9 mos
Brokersxpress LLC
March 2009 - June 2012 · 3 yrs 3 mos
Brokersxpress LLCBroker
March 2009 - June 2012 · 3 yrs 3 mos
Usf Advisors, LLC
January 2007 - July 2009 · 2 yrs 6 mos
Usf Securities, L.P.Broker
January 2007 - March 2009 · 2 yrs 2 mos
Chase Investment Services CORP.
July 2005 - January 2007 · 1 yr 6 mos
Chase Investment Services CORP.Broker
July 2005 - January 2007 · 1 yr 6 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
Waterstone Financial Group, INC.Broker
September 2004 - March 2005 · 6 mos
Banc One Securities CorporationBroker
July 2002 - September 2004 · 2 yrs 2 mos
Banc One Securities Corporation
July 2002 - September 2004 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.
August 2001 - July 2002 · 11 mos
A. G. Edwards & Sons, INC.Broker
August 2001 - July 2002 · 11 mos
Dreher & Associates, INC.Broker
July 2000 - July 2001 · 1 yr
Charles Schwab & CO., INC.Broker
March 1993 - July 2000 · 7 yrs 4 mos
Reynolds Kendrick Stratton, INC.Broker
December 1992 - February 1993 · 2 mos
State Registrations1 state
IL
Advisor

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Exams
No exam information available for this advisor.