William Hammond
William Hammond is a ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Oswego, IL, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
113 S. Main Street Suite 303, Oswego, IL, 60543
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2003Other Business Activities
William provides tax advice and preparation services, separate from his investment advisory services through Private Advisor Group. He uses Hammond Capital Management Ltd as the business name for both his investment advisory and tax services.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
T2 Asset Management, LLC
Woodbury Financial Services, INC.
Lasalle St. Investment Advisors, L.L.C.
Brokersxpress LLC
Usf Advisors, LLC
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities Corporation
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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