William Connington
William Connington is a registered investment advisor at LPL Financial LLC, based in Butler, NJ, with 34 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1546 Rt 23, Butler, NJ, 07405
Get directionsHistory
Regulatory History (9)
Financial
May 2026Judgment / Lien
August 2021Judgment / Lien
July 2017Judgment / Lien
February 2017Customer Dispute
February 2016Judgment / Lien
December 2015Judgment / Lien
February 2014Judgment / Lien
August 2013Judgment / Lien
March 2013Other Business ActivitiesSells Insurance
William sells non-variable insurance products, including LTC, universal life, and term insurance, since 2003. He also sells non-variable insurance through Astorino Financial Group, dedicating minimal time to this activity. William also operates Connington Wealth Management Group as a DBA for his LPL business, dedicating significantly more than full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
The Astorino Financial Group, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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