John Chaulklin is a registered investment advisor at LPL Financial LLC, based in Burlington, NC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2517 South Church St, Burlington, NC, 27215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates under the DBA Fidelity Financial Services since 2011 and is a partner in Big Fish Picture, an internet site for uploading fish pictures, dedicating minimal time. He also works as a Relationship Manager at Fidelity Bank and is associated with Chaulklin Financial for tax/investment purposes, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cic Advisers, LLC
Capital Investment Group, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
J.C. Bradford & CO.Broker
Prudential Securities IncorporatedBroker
Dickinson & CO.Broker
F.N. Wolf & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.