Steven Brown
Steven Brown is a registered investment advisor at Independent Financial Group, LLC, based in Commack, NY, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
353 Veterans Hwy, Ste. 210, Commack, NY, 11725
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is an employee at Network Investment Advisors and Network Capital Services Inc., working as a registered admin and registered assistant, respectively, dedicating full-time hours to these roles. He is also a notary public in New York, but spends minimal time on this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
David Lerner Associates, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
LPL Financial CorporationBroker
Ifmg Securities, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Bhcm INC.Broker
Gna Securities, INC.Broker
J. Gregory & Company, INC.Broker
Royce Investment Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.