Steven Bartos
Steven Bartos is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Westlake, OH, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
27476 Detroit Road, Westlake, OH, 44145
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Regulatory History (1)
Customer Dispute
January 2023Other Business Activities
Steven owns and operates a small tree farm called SLB Holdings, dedicating minimal time annually. He is also the head coach for Buckeye Youth Wrestling, spending a significant amount of time daily, and the president of Buckeye Mat Club, spending minimal time monthly.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Prudential Securities IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.