Steven Kowalski
Steven Kowalski is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Stuart, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
2301 SE Monterey Rd, Stuart, FL, 34996
Get directionsHistory
Regulatory History (5)
Customer Dispute
November 2008Customer Dispute
March 2008Customer Dispute
December 2007Customer Dispute
January 2005Customer Dispute
April 2001Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
Quest Capital Strategies, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.