James Wolfe
James Wolfe is a registered investment advisor at Cetera Investment Advisers LLC, based in Meridian, ID, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1020 N Hickory Ave Ste 105, Meridian, ID, 83642
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells life insurance and annuities with various companies since 2015. He also owns Wolfe Financial Asset Management, Inc. and spends nearly full-time hours on financial services. Additionally, James owns Tropical Sands, Inc., a real estate holding corporation, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
D.A. Davidson & CO.Broker
Essex National Securities, INC.Broker
Marketing One Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.