SG
SG

Stephen Gagne

34 Years of Experience
Canonsburg, PA
2 DisclosuresBroker

Stephen Gagne is a registered investment advisor at Wells Fargo Advisors, based in Canonsburg, PA, with 34 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2400 Ansys Dr Ste 304, Canonsburg, PA, 15317

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Customer Dispute
May 2003
Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
February 2004 - Present · 22 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities IncorporatedBroker
December 1997 - July 2003 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - January 1998 · 5 yrs 7 mos
State Registrations25 states
ALAZCACTDCDEFLGAIAILINMAMDMINCNJNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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