Bhavin Mehta
Bhavin Mehta is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Milpitas, CA, with 33 years of industry experience. Bhavin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
995 Montague Expressway, Ste 121, Milpitas, CA, 95035-0000
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Regulatory History (2)
Customer Dispute
October 2012Customer Dispute
March 2004Other Business ActivitiesSells Insurance
Bhavin is an investment advisor with Securities America Advisors since 2017 and an insurance agent with Mehta and Associates since 1999. He is also a board member/officer for Omkar Rocklin Inc. (motel property), a shareholder officer providing accounting services for Mega Professionals International (software consulting firm run by his wife), and a board of director for Montague Professional Centre HOA.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.