WB
CFP
WB
CFP
Wilfred Brockman is a CFP-designated registered investment advisor, based in Estero, FL, with 33 years of industry experience.
Location
Estero, FL
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Regulatory History (2)
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Customer Dispute
August 2004Denied
Customer Dispute
July 1997Award / Judgment
Other Business ActivitiesSells Insurance
Wilfred is an independent insurance agent since 2013, dedicating minimal time to this activity. He is also the owner/financial professional at Brockmanwealth and Capital LLC, and an advisory representative of a RIA, CIRA, dedicating full-time hours to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2010 - Present · 15 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Wunderlich Securities, INC.Broker
October 2010 - December 2010 · 2 mos
Wunderlich Securities, INC.
October 2010 - December 2010 · 2 mos
RBC Capital Markets CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
RBC Capital Markets Corporation
March 2009 - October 2010 · 1 yr 7 mos
Ferris, Baker Watts, LLC
November 2002 - March 2009 · 6 yrs 4 mos
Ferris, Baker Watts, LLCBroker
February 2002 - March 2009 · 7 yrs 1 mo
Fahnestock & CO. INC.Broker
January 1999 - February 2002 · 3 yrs 1 mo
First of Michigan CorporationBroker
July 1998 - January 1999 · 6 mos
Leonard & CompanyBroker
December 1997 - April 1998 · 4 mos
Mcdonald & Company Securities, INC.Broker
December 1995 - October 1997 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - December 1995 · 3 yrs 6 mos
State Registrations8 states
AKCAFLINMINVSCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.