Tony Lim
Tony Lim is a registered investment advisor at D'arcy Wealth Management, INC. - a California Corporation, based in Corona, CA, with 28 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9 clients with $1.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | Included |
Fees negotiable for amounts over $3,000,000.
Fee Estimator
Location
Corona, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
D'arcy Wealth Management, INC. - a California Corporation
Previous Registrations
True Colors Investing, LLC
Ace Diversified Capital, INC.Broker
Ibaa
True Colors Investing, LLC
Noriba InvestingBroker
Shp Securities, LLCBroker
White Pacific Securities, INC.Broker
Globalink Securities, INC.Broker
J.B. Oxford & CompanyBroker
Olde Discount CorporationBroker
Thomas James Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.