Brian Shepherd
Brian Shepherd is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 32 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
280 Park Ave 27th & 29th Fls, New York, NY, 10017
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Regulatory History (1)
Customer Dispute
May 2010Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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