CO
CO

Chris Oribello

31 Years of Experience
North Las Vegas, NV
1 DisclosureBroker

Chris Oribello is a registered investment advisor at LPL Financial LLC, based in North Las Vegas, NV, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

North Las Vegas, NV

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2014
Other Business Activities

Chris is an assistant high school football coach at Mount Carmel High School in San Diego since 2011. This activity takes about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2007 - Present · 19 yrs 4 mos
LPL Financial LLC
January 2007 - Present · 19 yrs 4 mos
Previous Registrations
Wells Fargo Investments, LLC
December 2005 - November 2006 · 11 mos
Wells Fargo Investments, LLCBroker
December 2005 - November 2006 · 11 mos
U.S. Bancorp Investments, INC.Broker
July 2005 - December 2005 · 5 mos
Morgan Stanley
September 2004 - April 2005 · 7 mos
Morgan Stanley Dw INC.Broker
April 2004 - April 2005 · 1 yr
TD Waterhouse Investor Services, INC.Broker
June 1998 - May 2003 · 4 yrs 11 mos
Jack White & Company, INC.Broker
August 1997 - June 1998 · 10 mos
Great Western Financial Securities CorporationBroker
May 1993 - March 1997 · 3 yrs 10 mos
Fortis Investors, INC.Broker
July 1992 - February 1993 · 7 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.