Kevin Kelly is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 26 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
3000 Schwab Way, Westlake, TX, 76262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
TD Ameritrade, INC.Broker
Fisher Investments
Alps Distributors, INC.Broker
Quasar Distributors, LLCBroker
Brandes Investment Partners, LP
Efficient Market Advisors, LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Wolters, Hagar & Pratt Financial Planning, INC.
Sentra Securities CorporationBroker
Commonwealth Financial NetworkBroker
Nicholas-Applegate Securities (a California Limited Partnership)Broker
Scudder Investor Services, INC.Broker
Hamilton Investments, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.