Travis Smith is a registered investment advisor at LPL Financial LLC, based in Powell, WY, with 34 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
276 N Absaroka St, Powell, WY, 82435-2331
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2004Other Business Activities
Travis raises livestock on a small farm and sells to 4-H members since 2005. He also operates under the DBA Sage Wealth Management, is a band member in Hurricane Mesa, and co-owns two rental houses with his siblings, spending minimal time on each activity outside of his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
Pruco Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.