Stephen Harrison is a registered investment advisor at Exeter Financial, LLC, based in Scottsdale, AZ, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Tax Planning. Their firm serves 83 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Maximum annual investment management fee. Exeter may reduce its account minimum, minimum annual fee and/or charge a lesser investment management fee based upon certain criteria.
Fee Estimator
Location
7001 N. Scottsdale Road, Suite 1040, Scottsdale, AZ, 85253-3644
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2009Other Business Activities
Stephen is a managing member/consultant at H2Global LLC, a business consulting firm, spending minimal time. He is also the co-founder/CEO of Zipsit, Inc., a technology company, dedicating a few hours per week. Stephen also manages his son's soccer team.
Employment History
Current Registrations
Exeter Financial, LLC
Previous Registrations
Bma Securities, LLCBroker
The Shemano Group, INC.Broker
Ogilvie Security Advisors CORP
Ogilvie Security Advisors CorporationBroker
Fbr Investment Management, INC.
Friedman, Billings, Ramsey & CO., INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Northern Trust Bank Fsb
Northern Trust Securities, INC.Broker
Lockwood Financial Services, INC.Broker
Key Investments INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Everen Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.