Jeffrey Sims is a registered investment advisor at Mariner Wealth, based in West Chester, OH, with 33 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
9100 West Chester Town Centre Drive, Suite 225, West Chester, OH, 45069
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is a registered representative with MSEC, LLC and an investment advisor representative with Mariner Wealth Advisors, both since 2021 and taking up full-time hours. He also serves as a director on the board of directors for Christian Village Communities, dedicating minimal time to this role.
Employment History
Current Registrations
Mariner Wealth
Msec, LLC
Msec, LLCBroker
Previous Registrations
Securities America, INC.Broker
Pinnacle Wealth Management, INC.
Pinnacle Brokerage Service, INC.Broker
Cap Pro Brokerage Services, INC.Broker
Allmerica Investments, INC.Broker
Money Concepts Capital CORPBroker
Charles Webb & CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.