CC
CC

Christopher Cole

33 Years of Experience
Oxford, MS
2 DisclosuresBroker

Christopher Cole is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Oxford, MS, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

410 Enterprise Drive, Suite 1, Oxford, MS, 38655

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Employment Separation After Allegations
November 2002
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
January 2017 - October 2019 · 2 yrs 9 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
December 2002 - October 2019 · 16 yrs 10 mos
Edward JonesBroker
May 1992 - January 2003 · 10 yrs 8 mos
State Registrations22 states
ALAZCAFLGAINKYLAMDMOMSMTNCNJOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.