Douglas Dial
Douglas Dial is a registered investment advisor at Capital Partners Investment Group, based in Altadena, CA, with 20 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 36 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $2.5M | 0.90% |
| $2.5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Altadena, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2018Other Business ActivitiesSells Insurance
Douglas plays the trombone in various groups, dedicating a few hours per week to this non-investment related activity since 1990. He also has a Florida insurance license and engages in insurance sales, spending minimal time on this investment-related activity since 2014.
Employment History
Current Registrations
Capital Partners Investment Group
Previous Registrations
Regal Securities, INC.Broker
Regal Advisory Services, INC.
Advisornet Wealth Management
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.