Ashwin Bhatt is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 33 years of industry experience. Ashwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5080 Cedar Creek, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ashwin is the secretary of the Kasturi and Ashwin Bhatt Foundation, a nonprofit organization. He dedicates minimal time to managing financials and accounting for the foundation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Mony Securities CORP.Broker
State Registrations2 states
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