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Jonathan James

Bankers Life Advisory Services, INC.
31 Years of Experience
Naperville, IL
1 DisclosureBroker
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Jonathan James is a registered investment advisor at Bankers Life Advisory Services, INC., based in Naperville, IL, with 31 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 14,314 clients with $2.5B in assets under management.

Bankers Life Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
534 advisors
Number of Clients
14,314 clients
Average Client Portfolio
$174K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range from 0.50% to 2.50% annually and are negotiable based on portfolio size and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Naperville, IL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
March 2021 - Present · 5 yrs 7 mos
Bankers Life Securities, INC.
March 2021 - Present · 5 yrs 7 mos
Bankers Life Securities, INC.Broker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.
July 2019 - January 2021 · 1 yr 6 mos
Fifth Third Securities, INC.Broker
July 2019 - January 2021 · 1 yr 6 mos
BMO Harris Financial Advisors, INC
June 2013 - June 2019 · 6 yrs
BMO Harris Financial Advisors, INC.Broker
June 2013 - June 2019 · 6 yrs
PNC Capital Advisors LLC
June 2012 - April 2013 · 10 mos
PNC Funds Distributor, LLCBroker
January 2012 - March 2013 · 1 yr 2 mos
Oneamerica Securities, INC.Broker
February 2009 - February 2010 · 1 yr
Natcity Investments, INC.
June 2000 - December 2008 · 8 yrs 6 mos
Natcity Investments, INC.Broker
August 1998 - December 2008 · 10 yrs 4 mos
Natcity Insurance Services, INC.Broker
August 1996 - December 2001 · 5 yrs 4 mos
Citicorp Investment ServicesBroker
December 1993 - August 1996 · 2 yrs 8 mos
Shay Financial Services CO.Broker
April 1992 - November 1993 · 1 yr 7 mos
Shay Government Securities CO.Broker
April 1992 - November 1993 · 1 yr 7 mos
State Registrations2 states
ILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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