DM
DM

Daniel Mclaughlin

33 Years of Experience
Rock Island, IL
Broker

Daniel Mclaughlin is a registered investment advisor at LPL Financial LLC, based in Rock Island, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2100 18th Ave Ste 3, Rock Island, IL, 61201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel operates under the DBA Dillender Financial since 2010.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2010 - Present · 16 yrs 5 mos
LPL Financial LLC
April 2010 - Present · 16 yrs 5 mos
Previous Registrations
Pruco Securities, LLC.Broker
March 2009 - April 2010 · 1 yr 1 mo
Prudential Financial Planning Services
November 2003 - January 2009 · 5 yrs 2 mos
Pruco Securities, LLC.Broker
June 1992 - January 2009 · 16 yrs 7 mos
State Registrations7 states
AZIAILINSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.