Carol Lewis is a registered investment advisor at Wells Fargo Advisors, based in Reno, NV, with 34 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6005 Plumas St 2nd Fl, [Sh-Rbo], Reno, NV, 89519
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Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
April 2008Other Business Activities
Carol serves as the executor for her father's estate. This investment-related activity takes about a quarter of her time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Citicorp Investment Services
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp SecuritiesBroker
Invest Financial CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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