John Obrien
John Obrien is a registered investment advisor at Westminster Financial Advisory CORP, based in Brookfield, CT, with 34 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,029 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The annual advisory fee is negotiable and will not exceed 2.5% of the managed account value.
Fee Estimator
Location
304 Federal Rd., Suite 106, Brookfield, CT, 06804
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2018Judgment / Lien
October 2017Judgment / Lien
May 2016Judgment / Lien
March 2016Other Business ActivitiesSells Insurance
John is an agent with Advanced Financial Advisors LLC, offering various insurance products including accident/health, disability, annuities, long-term care, and life insurance since 2003. He dedicates minimal time to this activity.
Employment History
Current Registrations
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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