John Obrien
John Obrien is a registered investment advisor at Westminster Financial Advisory CORP, based in Brookfield, CT, with 33 years of industry experience. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,022 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Westminster Financial Advisory charges a percentage of the value of your investments. The annual percentage rate is negotiable based on factors like the services offered, complexity, total assets in the household, and the relationship with the advisor. The annual advisory fee will not exceed 2.5% of the managed account value. Clients may also be charged commissions and/or service fees for trades executed in their account, which are also negotiable.
Location
2 Old New Milford Road, Suite 3F, Brookfield, CT, 06804
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2018Judgment / Lien
October 2017Judgment / Lien
May 2016Judgment / Lien
March 2016Other Business ActivitiesSells Insurance
John is an agent with Advanced Financial Advisors LLC, offering various insurance products including accident/health, disability, annuities, long-term care, and life insurance since 2003. He dedicates minimal time to this activity.
Employment History
Current Registrations
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.