Anthony Anzalone
Anthony Anzalone is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 29 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
1230 Avenue of the Americas Flr 3, New York, NY, 10020
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2018Customer Dispute
December 2010Customer Dispute
November 2010Customer Dispute
July 2008Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Investec Ernst & CompanyBroker
Investprivate, INC.Broker
Josephthal & CO., INC.Broker
Auerbach, Pollak & Richardson INC.Broker
Prime Charter LTD.Broker
D. H. Blair & CO., INC.Broker
The Boston GroupBroker
Redstone Securities, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Robert Todd Financial CORP.Broker
A.J. Michaels & CO., LTD.Broker
J. M. Walker International, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.