Leo Nicotera
Leo Nicotera is a registered investment advisor at LPL Financial LLC, based in Ballston Lake, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
313 Ushers Road, Ballston Lake, NY, 12019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leo is involved in several business activities, including Nicotera Asset Management (since 1999) and Nicotera Wealth Management (since 2007). He also instructs firearms, owns property, and is a business owner through Training House, LLC, NZ Holdings, LLC, Bright Blue, LLC, and NZ Safety, LLC, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Management & Research, INCBroker
Key Investments INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations19 states
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