Mark Herding
Mark Herding is a CFP-designated registered investment advisor at Harbour Investments, INC., based in Phoenix, AZ, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
4648 N 32nd St, Phoenix, AZ, 85018
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Regulatory History (2)
Customer Dispute
January 2013Customer Dispute
December 2002Other Business ActivitiesSells Insurance
Mark is an independent insurance agent doing business as Camelback Wealth Consultants, which includes equity indexed annuities. He also volunteers as a merit badge counselor for the Boy Scouts of America and owns the office building for Camelback Wealth Consultants, spending minimal time on these activities.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Pruco Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.