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CFP
MH
CFP

Mark Herding

Harbour Investments, INC.
34 Years of Experience
Phoenix, AZ
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Herding is a CFP-designated registered investment advisor at Harbour Investments, INC., based in Phoenix, AZ, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.

Harbour Investments, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
252 advisors
Number of Clients
30,309 clients
Average Client Portfolio
$317K average
Assets Under Management
$9.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4648 N 32nd St, Phoenix, AZ, 85018

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2026
Pending
Customer Dispute
January 2013
Denied
Customer Dispute
December 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an independent insurance agent doing business as Camelback Wealth Consultants, which includes equity indexed annuities. He also volunteers as a merit badge counselor for the Boy Scouts of America and owns the office building for Camelback Wealth Consultants, spending minimal time on these activities.

Employment History
Current Registrations
Harbour Investments, INC.
February 2018 - Present · 8 yrs 8 mos
Harbour Investments, INC.Broker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
November 2012 - February 2018 · 5 yrs 3 mos
Cambridge Investment Research, INC.Broker
October 2012 - February 2018 · 5 yrs 4 mos
LPL Financial LLCBroker
June 2004 - November 2012 · 8 yrs 5 mos
LPL Financial LLC
June 2004 - November 2012 · 8 yrs 5 mos
Hornor, Townsend & Kent, INC.
November 2001 - July 2004 · 2 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
November 1998 - July 2004 · 5 yrs 8 mos
Pruco Securities CorporationBroker
June 1992 - November 1998 · 6 yrs 5 mos
State Registrations18 states
AZCACOFLILMEMNMONCNDNMNVOHOKORSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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