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Mark Beach

J.P. Morgan Securities LLC
33 Years of Experience
Palo Alto, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mark Beach is a registered investment advisor at J.P. Morgan Securities LLC, based in Palo Alto, CA, with 33 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2100 El Camino Real, Palo Alto, CA, 94306

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark owns rental property in San Mateo, CA, since 2017. He spends a few hours per week on this activity.

Employment History
Current Registrations
J.P. Morgan Securities LLC
March 2024 - Present · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Private Wealth Advisors LLC
July 2019 - March 2025 · 5 yrs 8 mos
First Republic Securities Company, LLCBroker
July 2019 - September 2023 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2019 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2019 · 9 yrs 9 mos
Banc of America Investment Services, INC.
April 2003 - October 2009 · 6 yrs 6 mos
Banc of America Investment Services, INC.Broker
April 2003 - October 2009 · 6 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1999 - April 2003 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - April 2003 · 4 yrs 1 mo
Lehman Brothers INC.Broker
May 1992 - March 1998 · 5 yrs 10 mos
Lehman Government Securities INC.Broker
May 1992 - October 1995 · 3 yrs 5 mos
Lehman Special Securities INC.Broker
May 1992 - July 1994 · 2 yrs 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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