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Brian Cooke

33 Years of Experience
Miami, FL
BrokerSells Insurance

Brian Cooke is a registered investment advisor, based in Miami, FL, with 33 years of industry experience.

Location

1450 Brickell Avenue, Suite 2610, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a board member of the Cooke Family Foundation and a finance committee member for Cathedral High School, dedicating minimal time to each. He also serves as trustee for the Suchko Family Life Insurance Trust and managing member of CFG Properties, LLC.

Employment History
Current Registrations
Sanctuary Securities, INC.Broker
November 2016 - Present · 9 yrs 6 mos
Sanctuary Advisors, LLC
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - November 2016 · 13 yrs 4 mos
Wells Fargo Advisors, LLCBroker
July 2003 - November 2016 · 13 yrs 4 mos
Prudential Securities Incorporated
January 1994 - July 2003 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1992 - July 2003 · 11 yrs
State Registrations39 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Cooke - Financial Advisor | TrueAdvisor