David Smith is a CFA, CFP-designated registered investment advisor at Delta Asset Management, LLC, based in Memphis, TN, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 545 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fee schedule is for stock investments. Bond rates are lower. Fees may be negotiable.
Fee Estimator
Location
700 Colonial Rd, Suite 220, Memphis, TN, 38117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Delta Asset Management, LLC
Previous Registrations
Neshoba Financial Planning
Morgan Keegan & Company, INC.
State Registrations1 state
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