David Smith is a CFA, CFP-designated registered investment advisor at Delta Asset Management, LLC, based in Memphis, TN, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 556 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Rates shown are for stock portfolios. Bond portfolios have separate rates starting at 0.50% for the first $2M and dropping to 0.15% for amounts over $10M. College savings plans and legacy stock positions are charged 0.25%. Fees are negotiable.
Fee Estimator
Location
700 Colonial Rd, Suite 220, Memphis, TN, 38117
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Delta Asset Management, LLC
Previous Registrations
Neshoba Financial Planning
Morgan Keegan & Company, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brandon Byrd, CFPDelta Asset Management, LLC
- Christopher Jones, CFADelta Asset Management, LLC
- Mark Loftis, CFP, ChFCMML Investors Services, LLC
- Paul Shifflet, CFANewsouth Capital Management INC
- Lindsey Mazzola, CFPLegacy Wealth Management, LLC
- Timothy Ellis, CFP, PFSRbg Wealth Advisors LLC