A Carroll
A Carroll is a registered investment advisor at Geneos Wealth Management, INC., based in Roanoke, VA, with 34 years of industry experience. A is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.
Fee Estimator
Location
3140 Chaparral Drive, Bldg. C, Suite 104, Roanoke, VA, 24018-4355
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 1999Criminal
April 1963Other Business ActivitiesSells Insurance
A will operate under the name Advanced Financial Solutions at the branch location. A is also an independent representative with various insurance carriers, selling fixed insurance products.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Ameriprise Financial Services, INC.
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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