A Carlis Carroll

Geneos Wealth Management, INC.

33 Years of Experience

2 DisclosuresBrokerSells Insurance

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Geneos Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

238 advisors

Number of Clients

14,112 clients

Average Client Portfolio

$397K average

Assets Under Management

$5.6B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

3140 Chaparral Drive, Bldg. C, Suite 104, Roanoke, VA, 24018-4355

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 1999

Settled

Criminal

April 1963

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

A will operate under the name Advanced Financial Solutions at the branch location. A is also an independent representative with various insurance carriers, selling fixed insurance products.