James Westwood
James Westwood is a registered investment advisor at Alpha Asset Advisors LLC, based in Royal Oak, MI, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 46 clients with $13M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1709 Crooks Road, Royal Oak, MI, 48067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a partner/owner of Alpha Asset Advisors, a securities and insurance business, dedicating a few hours per week. He is also a Principal/IAR at Royal Oak Financial Advisors, LLC, spending about half his time there, and a trustee of the Skala Irrevocable Life Insurance Trust, spending minimal time.
Employment History
Current Registrations
Alpha Asset Advisors LLC
Royal Oak Financial Advisors, LLC
Previous Registrations
Alpha Asset Advisors LLC
Wfg Investments, INC.Broker
Capital Asset Advisory Services, LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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